Broker Check

Dan Chen

IAR - Investment Adviser Representative

Dan Chen


A resident of Monmouth County since 1968, Dan is a graduate of Monmouth University in West Long Branch with a B.S. in Psychology. In 1999 Dan recognized the need for personalized investment advice by working with employees of the small business pension plan market. As a result, he has become a strong influence in crafting a solution for this underserved population.

Dan's primary focus in working with clients is to provide education, insight and knowledge so that they clearly understand the options that are available to them. As a result, clients will have the confidence to be part of the decision making process to implement strategies that will provide a higher probability of success in reaching their financial goals.

Dan specializes in delivering wealth management solutions to a growing affluent population.His twenty years as a trader in the U.S. Treasury markets for firms including Garban LLC and Cantor Fitzgerald have provided him with an immense and diverse experience in the global capital markets.

Today Dan delivers his service through a customizable six step consulting process to clients by designing and implementing sound strategies for pursuing their wealth management and preservation goals while collaborating with their other trusted advisors, including their legal team and tax team.

In his spare time, Dan continues his discipline as a martial artist and travels with his family in pursuit of exotic surfing destinations.